, securities business operator, derivatives business operator, financial advisor, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business
Professionals Regulations SHARE : Detail Content Market Professionals Financial advisor Appraisers I CO portal Fundraising Market Professionals Financial Advisor Appraiser ICO Portal Financial Reporting
relation to digital asset trading, or using a digital asset trading account, bank account, account opened with a digital asset business or any other account of any other person. Civil penalty can be
Transactions Via an ICO Portal Financial Advisor Appraiser ICO Portal SHARE : For More Information ContactUs Corporate Finance Department –Equity 1-2 Fund Raising Policy Department Tel.+66-2263-6093 Was this
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
of accessing inside information; (3) Any person who is able to know inside information by performing duties as auditor, financial advisor, legal advisor, asset appraiser or any other person whose
Securities Dealer о Derivatives Dealer • Advisor о Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer
B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied, mutatis mutandis, to regulate the related associations. Trade Associations Act B.E 2509 Securities and