Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a

procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4

Mr.Chai Sophonpanich Mr.Chai Sophonpanich (“Mr.Chai”) , then chairman and chief executive officer of Bangkok Insurance Public Company Limited ("BKI"), proposed a dividend payment plan for

(TASCO), knew or possessed an inside information material which might affect to positive change in the price of TIPCO's share which was the fact that the distribution of interim dividend payment (No.2

the price of TIPCO's share which were the fact that the distribution of interim dividend payment (No.2) and dividend payment for the year of 2020 at total rate of 0.69 Baht per share, which was

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

, Mr. Maruphong and Mr. Chayakorn jointly sold the thermoplastic to third parties before the launch date of commercial operation. Instead of making the payment for the thermoplastic to IEC, the buyers

applicable to mutual fund management company, but AIA Company Limited failed to comply with the provisions being applicable to mutual fund management company in case of redemption payment process when the

nominee account, in such a way as to take advantage of other persons by using material non-public information concerning the interim dividend payment 2012 and warrants to purchase CMO ordinary shares to be

doing, Mr. Bhusana, Mr. Maruphong Siriwat and Mr. Chayakorn Akaramas jointly sold the thermoplastic to third parties before the launch date of commercial operation. Instead of making the payment for the