Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors, accepting listing and delisting and supervising securities businesses by approving rules issued by the Bank of
ode of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or other benefits with value exceeding those
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as
except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as