phone and Line Application. However, the recorded conversation showed that she accepted to trade securities on behalf of clients.Failure to disclose specific risk  of securities and trading securities on

, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are

conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Exchange Traded Fund : ETF,Sector Fund | Offering Date : 27/05/2013 - 03/06/2013

SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 23/08/2016 - 25/08/2016

Mr. Somphong Vitthayaraksan Mr. Somphong Vitthayaraksan colluded with others to trade shares of S.E.C Auto Sales and Services PLC (SECC) in concealment and on a continual basis during September 12

Mr. Suriya Larbvisuthisin Mr. Suriya Larbvisuthisin colluded with others to trade shares of Metrostar Property PLC (METRO) during September 19 - November 30, 2006, Thai Unique Coil Center PLC (TUCC

Mr. Somchai Sripayak Mr. Somchai Sripayak colluded with others to trade shares of S.E.C Auto Sales and Services PLC (SECC) in concealment and on a continual basis during September 12 - November 24

September 2022 First trading date 25 September 2018 The second quarter of 2018/19 (ended 30 September 2018) 4 VGi GLOBAL MEDIA PLC MANAGEMENT DISCUSSION & ANALYSIS 2Q 2018/19 7 NOV 2018 2Q 2018/19 SNAPSHOT

Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 (Translation) No OCMSET/6106/002