resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP
treatment. Requirements for a resolution to be passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain
characteristics as prescribed; Not being ordered by the SEC to suspend functioning as lead appraiser or being under the period of time that the SEC could refuse to accept the application; Having passed the test of
capital which have additional conditions that a write-down/ a write-off may be performed after the capital decrease and in the proportion that is not more than the capital decrease or instruments that have
- Required (except for an offer for sale to II). Required. [1] For an offer for sale to HNW: only subordinated instruments classified as Tier 2 capital which have additional conditions that a write-down
date on which such person is released from punishment passed by the judgment, the Settlement Committee orders such person to pay fine, or the authorities empowered to supervise and consider such person's
for the executives of the financial advisory unit; (2) Having passed the tests/training courses conducted by the Investment Banking club Independence of Financial Advisors FAs require
estate were unable to make up an aggregate value of > 500 million baht or > 75% of the total assets within 1 year from date of the disposal of the assets. A resolution passed by the unit trust holder to