persons. 2.2 In case of juristic persons: including unitholders and (1) A juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person
business license (if any); (3) copy of securities business licenses already obtained; (4) the most recent certificate of company registration issued by the partnership and company registrar, the Ministry of
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette
have done favours which clearly benefit the company, such as customer, supplier, etc. The process of allocation of shares to sponsors The board of directors specifies the nature of favours The board of
กับการประกอบธุรกิจ แบบแจ้งการมอบหมายให้บุคคลอื่นเป็นผู้รับดำเนินการในงานที่เกี่ยวข้องกับการประกอบธุรกิจ (Outsource) รูปแบบการประกอบธุรกิจหลักทรัพย์กรณีร่วมกันให้บริการ (Partnership
clearing and settlement system, or protecting and preserving benefit of customer. Clause 10 Provisions of Clause 3 and Clause 4 shall not be applicable to shareholding by major shareholder existing prior