Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
persons. 2.2 In case of juristic persons: including unitholders and (1) A juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person
persons. 2.2 In case of juristic persons: including unitholders and (1) A juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person
business license (if any); (3) copy of securities business licenses already obtained; (4) the most recent certificate of company registration issued by the partnership and company registrar, the Ministry of
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette
) Partnership : Goal 17 United Nation Global Compact Ten principles in four topics: (1) Human rights (2) Labor (3) Environment (4) Anti-corruption Signatories must report COP (Communicating on Progress
) Partnership : Goal 17 United Nation Global Compact Ten principles in four topics: (1) Human rights (2) Labor (3) Environment (4) Anti-corruption Signatories must report COP (Communicating on Progress
Accounting Professions in compliance with the Accounting Professions Act, B.E. 2547 (2004) to audit and certify accounting statements of companies and registered ordinary partnership according to Section 39 of
) People : เป้าหมายที่ 1-5 (4) Prosperity : เป้าหมายที่ 8-11 (5) Partnership : เป้าหมายที่ 1 7 United Nation Global Compact - ประกอบด้วยหลักการ 10 ข้อ 4 หมวด ได้เเก่ (1) สิทธิมนุษยชน (2) แรงงาน (3) สิ่ง
) People : เป้าหมายที่ 1-5 (4) Prosperity : เป้าหมายที่ 8-11 (5) Partnership : เป้าหมายที่ 1 7 United Nation Global Compact - ประกอบด้วยหลักการ 10 ข้อ 4 หมวด ได้เเก่ (1) สิทธิมนุษยชน (2) แรงงาน (3) สิ่ง