work for such persons to have full or partial managing power in the securities company.
possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the minimum paid-up registered capital of such person.
, departmental director or any equivalent position called otherwise, and shall include a person having entered into an agreement for full or partial power of management. “ general investor ” means an investor who
otherwise, and shall include a person having entered into an agreement for full or partial power of management. Clause 2 The operation under a regulatory sandbox of a person who is approved by the SEC Office
partnerships, and limited companies shall apply mutatis mutandis to the liquidation of the fund. 10 During the liquidation process, if the liquidator deems it appropriate, he may make a partial payment to the
ก่อนครบอายุ โดยจะต้อง แสดงรายละเอียดเกี่ยวกับมูลค่าเวนคืนเงินสด (surrender value) รวมทั้งการยกเลิกกรมธรรม์บางส่วน (partial surrender value) อย่างชัดเจน โดยกรณีที่เป็นกรมธรรม์แบบสะสมทรัพย์ อาจแสดงมูลค่า
Section 67 : (1) fails to pay partial or total fees as specified by Section 8(2); (2) contravenes or fails to comply with Section 25, Section 26, the first paragraph of Section 30, Section 31, Section 32
clearly understands such investment or transaction; (3) give advice to the client with balanced view [i] composing of characteristics, strong points, limitations, returns, and possible risks of risky or
, to any person with whom the derivatives business operator enters into an agreement authorizing such person as well as those who work for such person to have full or partial power of management in its
passwords to maintain accountability; (2) allow users to select and change their own passwords and include a confirmation procedure to verify input errors; (3) require users to create strong passwords such as