Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
party because it is required to communicate about non-compliance with laws and regulations (NOCLAR) committed by a client to the appropriate regulator; - The firm may consider the network firm as a
/ developer/ system admin/ IT security/ helpdesk/ IT compliance/ IT audit โดยนับรวมบุคลากรในทุกระดับตั้งแต่ officer ถึง C-suite level ทั้งนี้ ไม่นับรวมคณะกรรมการบริษัท แต่หาก C-suite level เป็นคณะกรรมการบริษัท
its personnel? 12 Does the firm’s appraisal process gives due recognition and reward to competence, compliance with ethical requirements and quality performance? How does it work? 13 What criteria are
? B6.1 Please provide the firm's organization chart for SOQM that shows all the responsibilities for SOQM functions (all areas of TSQM's elements), including risk assessment, compliance with independence
program is introduced • At operation, physical measurement of emissions are reported and leak is eliminated. • Compliance with the current Amber criteria is verified by an independent third party and must
Warrants on PTT Issued by KGI # A PTT13C2302A 8 Call Warrants on PTT Issued by JPM # A PTT41C2302A 8 Call Warrants on RBF Issued by MACQ # A RBF28C2302A 8 Call Warrants on RCL Issued by JPM # A RCL41C2302A 8
Warrant on OSP Issued by KGI# A OSP13C2405A 8 Call Warrants on PSL Issued by JPM # Call Warrant on PSL Issued by JPM# A PSL41C2405A 8 Put Warrants on PTT Issued by KGI # Put Warrant on PTT Issued by KGI# A
Warrants on PTG Issued by KGI # A PTG13C2303A 8 Call Warrants on PTG Issued by YUANTA # A PTG19C2303A 8 Call Warrants on PTT Issued by KGI # A PTT13C2303A 8 Call Warrants on PTT Issued by YUANTA # A
on OSP Issued by YUANTA # B OSP19C2302B 6 Call Warrants on PLANB Issued by ASPS # A PLANB08C2302A 6 Call Warrants on PTG Issued by ASPS # A PTG08C2302A 6 Call Warrants on PTT Issued by ASPS # A