• Key contribution: Only one other laboratories. Not all financial institutions can capture regulators. Regulator roles different. IMPORTANCE OF INVESTMENT ADVISERS IN USA FIDUCIARY DUTY • In USA
Office of the Securities and Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT
, India on 11 and 12 February 2014. Co-organised by the Securities and Exchange Board of India (SEBI) and the OECD, it brought together senior government officials and regulators from Asian countries
this report companies on the Thai Stock Exchange and recommendations on policy actions of Thai regulators in this report will ensure that ESG reporting among companies in the Thai capital market remains
specific permission of PTT is strictly prohibited with Future Energy and Beyond Powering Life ทิศทางกลยุทธ์ของ ปตท. CONFIDENTIAL & PROPRIETARY Any use of this material without specific permission of PTT is
of audience including policy makers, regulators, institutional investors and finance industries. The EU-Asia Financial Services Dialogue is timely as it provides all of us an opportunity to exchange
Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT Public Company Limited By virtue
(12) clients’ asset An intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant
intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way
regulators from ASEAN countries whose primary task is to promote greater integration and connectivity of regional capital markets. One of the key initiatives by the ACMF is the development of sustainable asset