Ministry of Commerce Public Limited Company Act B.E. 2535
Ministry of Commerce Public Limited Company Act B.E. 2535
SECURITIES COMPANY LIMITED 27 April 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 2. AEC SECURITIES PUBLIC COMPANY LIMITED 12 November 2017
SECURITIES COMPANY LIMITED 27 April 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 2. AEC SECURITIES PUBLIC COMPANY LIMITED 12 November 2017
reviewed and audited by an sec-approved auditor in compliance with accounting standards of a public company limited (in case of financial statements ending on or after 31 December 2013, three most recent
Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the category of venture capital management; (2) have objectives limited to
Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the category of venture capital management; (2) have objectives limited to
providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total