due diligence and care in the same manner as a professional would exercise in like circumstance and with regard to customer’s best interest. SEC Act S.133 Settlement Committee Meeting No. 11/2022
MFC Asset Management Public Company Limited Between January 8, 2018 and July 24, 2020, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules
MFC Asset Management Public Company Limited On July 1, 2019 and May 29, 2019, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules, conditions, and
prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the
executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
Group Public Company Limited ("ACAP"), a GSC’s subsidiary, in the cumulative value of 180 million baht (73% of the total GSC’s asset) without the approval of shareholders. The interest rates of
caused damage to GSC or others obtained benefit. In this regard, they jointly decided, approved, or ordered GSC to grant 7 loans to Asia Capital Group Public Company Limited ("ACAP"), a GSC’s