invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading
securities company licensed to undertake securities business in the category of mutual fund management or private fund management wishes to enter into a conflict of interest transaction between or amongst
with a potential conflict of interest to hold shares of such company instead of direct shareholding in the Company. 1.3.3 Relationship with major shareholders’ business5 In the case where the Company or
the appendix attached herein; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to
prevention of conflicts of interest between the management company and the unitholders; (7) the money borrowing or creation of encumbrances on a fund ’s assets; (8) the liquidation of a fund . In the case
of a holding company, the sizes of the company operating the core business and the others shall be specified in comparison to the specified sizes under relevant regulations. Should the ratios do not
, if such persons may have a conflict of interest, identify the name of each of such persons and the amount of held shares; (3) In the case where the Company has a project to issue shares or convertible
where the private fund management company is a limited company or public limited company under clause 2 (6) of Ministerial regulations No. 15 (B.E. 2543) in accordance with the provision of the Securities
. Clause 24 In case a securities company licensed to undertake securities business in the category of mutual fund management or private fund management wishes to enter into a conflict of interest transaction
. “trust property” means any property as specified in a trust instrument, including any property, interest, debt and liability arising from management of a trust in compliance with a trust instrument or this