. SECTION 3. The definition “company” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the following texts: ““company” means any limited company or public limited
Microsoft Word - 3.doc หน้า ๓ เล่ม ๑๓๑ ตอนที่ ๔๔ ก ราชกิจจานุเบกษา ๑ พฤษภาคม ๒๕๕๗ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๔) พ.ศ. ๒๕๕๗ อาศัยอํานาจตามความในมาตรา ๗ วรรคหนึ่ง และ
purchase the securities issued or offered for sale by the issuer or the seller. “company”4 means any limited company, public limited company and shall include : (1) public organization; (2) provincial
complied with Section 65 or (3) is an offer for sale of newly issued securities by a public company limited and is made entirely to its shareholders in proportion of their existing shareholding and in
limited company or a public limited company shall be in accordance with the rules and procedures specified by the Fund Committee. 10 SECTION 218/5 The Fund shall have the power to withdraw money from the
of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
BUSINESS SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an individual, and shall be allowed to undertake a
BUSINESS SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an individual, and shall be allowed to undertake a
comply with the provisions under Chapter 2: Issuance of Securities and Chapter 3: Public Offering of Securities, as similarly specified as duty and responsibility of the securities issuing company. In
Special Purpose Juristic Person Section 9. Securization under this Royal Enactment shall be processed by a special purpose juristic person established in the form of a limited company, a public limited