1 (Unofficial Translation)* Securities and Exchange Act (No. 3) B.E. 2546 _________________ BHUMIBOL ADULYADEJ, REX., Given on the 3rd day of July B.E. 2546; Being the 58th Year of the Present Reign
management of the private fund without giving prior notice; (4) making a representation to the person authorizing the management of the private fund that there will be a profit or return at a certain rate or
the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing proceeds thereform to invest in, or procure for profit from
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His
, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange
จะต้องได้รับความเห็นชอบจากสำนักงาน ก.ล.ต. ก่อน - จัดทำงบดุลและบัญชีกำไรขาดทุนที่มีการตรวจสอบและแสดงความเห็นโดยผู้สอบบัญชีที่สำนักงาน ก.ล.ต. ให้ความเห็นชอบเป็นผู้สอบบัญชี - ปฏิบัติตามหลักเกณฑ์เฉพาะตาม
PowerPoint Presentation Summary of The Securities and Exchange Act (No. 6) B.E. 2562 The SEA (No. 6) consists of 6 topics 2/10 Supervision of securities business Supervision of mutual fund management
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E
freshfield 1 ROYAL ENACTMENT ON SPECIAL PURPOSE JURISTIC PERSONS FOR SECURITISATION B.E. 2540 (1997) Bhumibhol Adulyadej, Rex., Given on this 27th day of June B.E. 2540 Being the 52nd Year of the