executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
executive in a securities issuing company between 29/05/2023 and 28/01/2025 - a bar from serving as a director or executive in a securities company between 29/05/2023 and 28
since the date of the entry of the plaint (26 December 2018) until the payment is made in full; a suspension of trading in securities on the Stock Exchange or the over-the-counter center, or derivatives
PP Prime Public Company Limited On 2 August 2019, PP Prime Public Company Limited (“PPPM”) published information through the Stock Exchange of Thailand’s ELCID (Electronic Company Information
due diligence and care in the same manner as a professional would exercise in like circumstance and with regard to customer’s best interest. SEC Act S.133 Settlement Committee Meeting No. 11/2022
MFC Asset Management Public Company Limited Between January 8, 2018 and July 24, 2020, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules
securities company for 5 years from 28 October 2021; and the payment for a reimbursement of investigation expenses incurred by the SEC in the amount of 110,042 Baht together with interest at the rate specified
Mr. Soraj Asavaprapha While being a director of Jasmine International Public Company Limited (JAS), Mr. Soraj Asavaprapha failed to perform his duties with loyalty as a result of obtaining unusual