securities company licensed to undertake securities business in the category of mutual fund management or private fund management wishes to enter into a conflict of interest transaction between or amongst
with a potential conflict of interest to hold shares of such company instead of direct shareholding in the Company. 1.3.3 Relationship with major shareholders’ business5 In the case where the Company or
of a holding company, the sizes of the company operating the core business and the others shall be specified in comparison to the specified sizes under relevant regulations. Should the ratios do not
prevention of conflicts of interest between the management company and the unitholders; (7) the money borrowing or creation of encumbrances on a fund ’s assets; (8) the liquidation of a fund . In the case
giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The Stock Exchange of Thailand
, if such persons may have a conflict of interest, identify the name of each of such persons and the amount of held shares; (3) In the case where the Company has a project to issue shares or convertible
. Clause 24 In case a securities company licensed to undertake securities business in the category of mutual fund management or private fund management wishes to enter into a conflict of interest transaction
invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading
demonstrate the amount of cash in the parenthesis. 6. Net profit (Loss) of minority interest means net operating of the subsidiaries which is not a proportion of the parent company, whether directly or
results in an offsetting of the position or by any other means under the rules of a derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means