) with different returns. All unit classes must have the same par value and shall not be allocated to any individuals or a group of associated persons over 50% of each unit class. Investors holding the
) with different returns. All unit classes must have the same par value and shall not be allocated to any individuals or a group of associated persons over 50% of each unit class. Investors holding the
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
or cash-equivalence. The number of units allocated to any persons or a group of the associated persons shall not be over 50% of the units sold. Information disclosure and advertisement Compliance with
with the following documents: (1) a profile and details of the applicant; (2) a copy of registration certificate as a juristic person or as a group of persons; (3) a copy of financial statement of the
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to