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page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of Outstanding Units SHARE : For More Information ContactUs Investment Management Policy Department Tel. +66 2263 6562