exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business. "investment advisory service" means giving advice in the normal
therefrom. "securities dealing" means a purchase, sale or exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business
than one year; (5) being an officer or an employee of the Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities Exchange, over-the
the interest over a specified rate shall not apply to the securities in the category of debenture and bill which are offered for sale under this Act.” SECTION 8 The following provision shall be added as
trustee and the beneficiary shall be as follows: (1) the settlor shall have rights and duties only as specified in the trust instrument; (2) the trustee shall have legal right over trust property as an
instrument; (2) the trustee shall have legal right over trust property as an owner of the property or a person entitled to the right over the property, and shall have the duty to manage the trust property in
trustee shall have legal right over trust property as an owner of the property or a person entitled to the right over the property, and shall have the duty to manage the trust property in accordance with
listed in the Securities Exchange or traded in an over- the-counter centre, who performs audit work in order to give his opinion on financial statements which does not comply with the provisions of the law
creditors, a holder of the securities of the special purpose juristic person shall have the status of a preferential creditor over the assets which have been transferred to the special purpose juristic person
; (2) direct or control the acquisition, disposal or creation of encumbrance over shares issued by a derivatives business operator; or (3) direct or control any other matters as specified in the