Section 113 Securities and Exchange Act B.E. 2535 Section 113. In operating the business of securities brokerage in the Securities Exchange for listed securities, a securities company shall operate
Assets of “Wuttisak Clinic” 25 Branches from Total 119 Branches in order to Operate Medical Service Business for Healthcare and Esthetics under Trademark “Wuttisak” (Additional Amendment) Attn. to
characteristics or become unsuitable to operate the outsourced function in accordance 3 with the provisions prescribed herein or the rules prescribed by the SEC Office by virtue of this Notification. Clause 5 This
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 25/2556 Re: Outsourcing Operational Function relating to Business Operation to Third Party By virtue of
applicant who holds shares more ten percent of the outstanding shares. No. Name Number of shares (thousand unit) Percentage of the outstanding shares (%) 1 2 3 4 (Translation) Part 3: Purpose of submitting an
. Tor Thor. 60/2561 Re: Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party dated 1 October 2018 specifies that [in case of outsourcing to a foreign
following matters: (1) code of business ethics for members, which shall contain at least the following provisions: (a) members shall operate business honestly and shall act ethically in relation to clients or
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.