describe (e.g., significant matters that need to be reported to the global network, significant policies that require approval from firm's leader). _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้
Does the firm have documented responses e.g., policies and procedures appropriate to the size and nature of the firm? B9 Does the firm’s leader communicate its policies for quality to its personnel? If
,” describe how the firm monitors its independence 18 Does the firm review unpaid fees from clients to ascertain whether any outstanding amounts may impair the firm’s independence? a. If “yes,” answer the