page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an audit firm or equivalent or being a partner of an audit firm or equivalent; (3) having met either of
application in accordance with the fast track rule must meet the prescribed criteria, for instance, during the past year, there is no record of being ordered to amend its financial statements or to explain or
person holding executive position as a division manager or an equal position responsible for the working field of asset appraisal, possess prohibited characteristics as prescribed; Not being ordered by the
director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being banned under the law on Supervision of Financial Institutions, either Thai or foreign
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment