http://172.19.1.196:8983/solr/secweb/select?q=Outstanding Shift Buy OR "Outstanding Shift Buy" OR "Excellent Change" OR "Excellent Adjust" OR "Exceptional Change" OR "Exceptional Adjust"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl=id,title_th,searchcontent_th&defType=edismax&qf=searchcontent_th&qf=id&qf=title_th^1000000&pf=title_th~5^1&pf=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Axlsx&start=0&rows=10
,” describe how the firm monitors its independence
18
Does the firm review unpaid fees from clients to ascertain whether any outstanding amounts may impair the firm’s independence?
a. If “yes,” answer the