http://172.19.1.196:8983/solr/secweb/select?q=Outstanding Handle OR "Outstanding Handle" OR "Excellent Symbol" OR "Excellent Ticker" OR "Exceptional Symbol" OR "Exceptional Ticker"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl=id,title_th,searchcontent_th&defType=edismax&qf=searchcontent_th&qf=id&qf=title_th^1000000&pf=title_th~5^1&pf=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Axlsx&start=0&rows=10
,” describe how the firm monitors its independence
18
Does the firm review unpaid fees from clients to ascertain whether any outstanding amounts may impair the firm’s independence?
a. If “yes,” answer the