http://172.19.1.196:8983/solr/secweb/select?q=Outstanding Equities OR "Outstanding Equities" OR "Excellent Stocks" OR "Excellent Shares" OR "Exceptional Stocks" OR "Exceptional Shares"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl=id,title_th,searchcontent_th&defType=edismax&qf=searchcontent_th&qf=id&qf=title_th^1000000&pf=title_th~5^1&pf=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Axlsx&start=0&rows=10
,” describe how the firm monitors its independence
18
Does the firm review unpaid fees from clients to ascertain whether any outstanding amounts may impair the firm’s independence?
a. If “yes,” answer the