http://172.19.1.196:8983/solr/secweb/select?q=Outstanding Discipline OR "Outstanding Discipline" OR "Excellent Control" OR "Excellent Regulation" OR "Exceptional Control" OR "Exceptional Regulation"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl=id,title_th,searchcontent_th&defType=edismax&qf=searchcontent_th&qf=id&qf=title_th^1000000&pf=title_th~5^1&pf=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Axlsx&start=0&rows=10
,” describe how the firm monitors its independence
18
Does the firm review unpaid fees from clients to ascertain whether any outstanding amounts may impair the firm’s independence?
a. If “yes,” answer the