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interest rate paid shall be at the rate as agreed upon with the client. The securities company shall be allowed to charge or pay such interest by adjusting the outstanding balance in a margin account as if
the outstanding position of such client; (2) close out the client’s derivatives position at least one hour before the closing time of normal trading session on the next business day. In this regard, the
the outstanding position of such client; (2) close out the client’s derivatives position at least one hour before the closing time of normal trading session on the next business day. In this regard, the
settling the assets with outstanding obligations to the following third parties: (a) a person related to the transactions of derivatives trading or securities trading of the client, in which case the
settling the assets with outstanding obligations to the following third parties: (a) a person related to the transactions of derivatives trading or securities trading of the client, in which case the
on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1) compilation and assessment of client information shall comply with the
securities; (c) suspension of money which the client is entitled to be paid by the securities company, for payment of the client’s outstanding debt; (d) termination of an agreement. An agreement made between a
securities; (c) suspension of money which the client is entitled to be paid by the securities company, for payment of the client’s outstanding debt; (d) termination of an agreement. An agreement made between a
) operating system for communications and services shall comply with the regulations under Chapter 1/1; (2) compilation and assessment of client information shall comply with the regulations under Chapter 2; (3