http://172.19.1.196:8983/solr/secweb/select?q=Outstanding Capital OR "Outstanding Capital" OR "Excellent Capital" OR "Excellent Principal" OR "Exceptional Capital" OR "Exceptional Principal"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl=id,title_th,searchcontent_th&defType=edismax&qf=searchcontent_th&qf=id&qf=title_th^1000000&pf=title_th~5^1&pf=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Axlsx&start=0&rows=10
,” describe how the firm monitors its independence
18
Does the firm review unpaid fees from clients to ascertain whether any outstanding amounts may impair the firm’s independence?
a. If “yes,” answer the