Microsoft Word - เอกสาร hearing เกณฑ์ foreign issuer_060809_.doc เอกสารรับฟงความคิดเห็น เร่ือง การปรับปรงุเกณฑการอนุญาตใหบริษัทตางประเทศ เขามาระดมทุนและจดทะเบียนในตลาดหลักทรัพย สํานักงาน สํา
who are members of the Exchange or foreign exchange, as the case may be. (2) the license fee for securities brokerage outside the Exchange or foreign exchange shall be at the rate of 0.001 percent of
license fee for securities brokerage outside the Stock Exchange and a foreign stock exchange shall be at the rate of 1 percent of the fee income from such securities brokerage business, excluding investment
any of its shareholders whose addresses as shown in the share register are outside Thailand or has foreign nationality. However, UAPC may offer for sale or allocate the shares to any investor or
Outside the Stock Exchange of Thailand dated 3 August 2009. Clause 9 In dealing of foreign securities, a securities company shall be exempted from complying with Clause 8, Clause 15 and Clause 16 of the
of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours
outside. The BCP shall cover all critical business functions of companies, including a critical operational functions which companies use via a service provider. Also, companies should specify in detail of
foreign exchange hedging at Baht 3.3 million. Other income from sales of scraps, obsolete machine and equipment reported at Baht 1.8 million. Gross profit was down from 35.2% to 33.1% due to the increase in