Microsoft Word - Pros KFF6MAN-AI กองทุนเปิดเค ตราสารหนีตา่งประเทศ6MAN หา้มขายผูล้งทุนรายยอ่ย 81 ขอ้ผูกพันระหว่างผูถื้อหน่วยลงทุนกบับรษิัทหลักทรพัยจ์ดัการกองทุนกสิกรไทย จาํกดั 1. บรษิัทจดัการ : ชือ
Bangkok, April 2, 2015 ?The SEC and the Department of Business Development (DBD) of Ministry of Commerce have jointly promoted ?crowdfunding? as an alternative fundraising channel for small and
Budsaratragoon said: “The Thai ESG Fund as endorsed by the governmental sector features an investment policy that focuses on ESG assets, helping to diversify the types of sustainability-themed mutual funds. This
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For
Representative in ACMF member countries SEC Thailand 5 5 An eligible professional from a Recognised ACMF member country, who wishes to undertake capital market activity as specified in the Handbook on ACMF Pass
persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the
according to policies agreed upon with customers. This could be an alternative for investors, aside from securities investment.Previously, SEC has been notified about false incentives to lure people to