rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for
during the OECD-Thailand Seminar on Financial Inclusion and Financial Literacy in Asia, the event co-hosted by the SEC and the Bank of Thailand at the Mandarin Oriental Hotel, Bangkok from December 16-17