, principles and impacts of accounting standards on financial reporting. The relevant courses organized by official agencies related to the capital market including the Stock Exchange of Thailand, the
must not exceed the maximum limits specified in the scheme and the prospectus of the offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may
must not exceed the maximum limits specified in the scheme and the prospectus of the offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may
assessment programs organized by international agencies provides opportunities to measure our practice against the international benchmarks. During the past years, Thailand and the Thai Capital Market have
actions: 1. Suspend a filing of a new application for normal or automatic approval for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public
actions: 1. Suspend a filing of a new application for normal or automatic approval for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public
worth investors, provide an organized market, anddesignate at least one market maker. For the market maker or the high networth investors trading, the mutual fund management company may accept
worth investors, provide an organized market, anddesignate at least one market maker. For the market maker or the high networth investors trading, the mutual fund management company may accept
meetings no restrictions a yearly unit holder meeting is mandatory, a resolution of unitholders shall be sought through an organized meeting 7. Leveraging (including issuing of debt instruments) no
/ employee. If securities are allocated to directors, it must state the eligibility criteria for ESOP / maximum number for each person. Allocation to directors / staff must be at a price and conditions not