Code, regardless of whether it is made by the limited company issuing such shares or by shareholders of such limited company, shall not be made in form of general offering or to public at large except it
arising from or related to its use. (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a
, regardless of whether it is made by the limited company issuing such shares or by shareholders of such limited company, shall not be made in the form of general offering or to the public at large unless it is
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
Office shall issue the notification to the general public stipulating the period for consideration and making order with respect to issuance of license, acceptance for registration and grant of approval
for the execution of this Royal Enactment. Chapter 1 General Section 5. The SEC shall have the following powers and duties under this Royal Enactment. (1) to formulate policies concerning securitisation
report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial https://www.sec.or.th/EN/Documents
rules, conditions and procedures as specified in the notification of the SEC.” Countersigned by: General Chavalit Yongjaiyuth Prime Minister
holding, by a juristic person whose shares exceeding thirty percent of the total voting rights are held by the persons under the first paragraph, including the spouse or cohabiting couple, and minor