. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
SECURITIES ______________ SECTION 32. No promoter of a public limited company shall offer newly issued shares for sale to the public or other persons unless having obtained an approval from the SEC Office and
. "investment advisory service" means giving advice in the normal course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those
Code, regardless of whether it is made by the limited company issuing such shares or by shareholders of such limited company, shall not be made in form of general offering or to public at large except it
, the right to purchase or receive securities or newly issued shares, or the right to any other benefits under the law on public limited companies.” 5 SECTION 14 The provisions under Division 1
out to the public as available to provide services as a broker or an agent for any person with respect to the trading or exchange of digital assets in the normal course of business, in consideration of
person who provides services or holds itself out to the public as available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of
/RoyalEnactment/enactment-digitalasset2018.pd... (Translation) arising from or related to its use. (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or