Commission hereby referred to as the "SEC" shall be established, comprising the Chairman appointed by the Cabinet upon the recommendation of the Minister of Finance, the Governor of the Bank of Thailand, the
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business
is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. 3 indicated
It shall be presumed that a person who has committed any of the following acts is the principal for committing the offenses under Section 244/3: (1) opening a joint bank account for making a payment or
management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The
persons) • Chairman of the SET as Chairman • Deputy Secretary-General of the SEC as Vice Chairman • Representatives from the Ministry of Finance, the Bank of Thailand and the Office of Insurance Commission
prescribe other additional characteristics. Section 21 If the securities offered for sale by the special purpose juristic person are debt instruments which are not debt instruments subordinated to ordinary
acts shall be presumed to be a principal committing the offenses under Section 46: (1) opening a bank account, an account opened with a digital assets business operator or any other account in