with Foreign Regulators Alternative Investment Fund Managers Directive (AIFMD) International Organization of Securities Commissions (IOSCO) Established in 1983, the IOSCO is the international
stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market Expectations Businesses that need fund mobilizing Using capital market as channels to mobilize capital
information and make confident decisions on investment. The capital market is operated with fairness, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits
with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund mobilizing and investments. The benefits of capital market are maximized through the
Exchange Commission Assistant Secretary-General, Fund Raising Supervision Acting Director, Corporate Monitoring Department Director, Investment Management Policy Department Director Investment
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's financial sector, jointly developed by the International Monetary Fund (IMF) and the World Bank. The
Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's financial sector, jointly developed by the International Monetary Fund (IMF) and the World Bank. The
capital market has always been a major venue for fund mobilization of business sectors. Yet, prior to the SEC establishment, market development had concentrated more on the secondary market where trading of
stress the importance of practices in compliance with the international standards, so that the Thai capital market will be developed towards greater efficiency, trustworthiness, gaining recognition and