violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
specified by the order of the authority under foreign law regarding suspension, revocation or prohibition from work in any position or any nature of work equivalent to personnel in derivatives business
relation to fact proving and shall have a duty to notify the authority of any known evidence. Clause 9. When the authority has inspected the fact, it shall notify an alleged person of an allegation in order
after closing. 6. There is no order, injunction, judgment, decree, regulation or court order issued by any governmental authority, regulatory body or court of competent jurisdiction which is in force, and
approval of the offer for sale, the SEC Office might not have granted an approval for such offer for sale, the SEC Office shall have the authority to: (1) order the approved entity or its directors or
receivership order; (b) being a financial institution, of which business operation has been suspended by an order of a competent officer or authority; or (c) the company has complied with any of the following
the termination of membership with the sample of authorised signature of the member of the fund committee that has been given to the management company in order to ensure authority of the committee
might not have granted an approval for such offer for sale, the SEC Office shall have the authority to: (1) order the approved entity or its directors or executives to clarify or disclose additional
sale. The SEC Office shall have the authority to: (1) order the Thai government agencies or their directors or executives to clarify or disclose additional information within a specified period and
offer for sale, the SEC Office shall have the authority to: (1) order the approved foreign entity, its directors or executives to clarify or disclose additional information within a specified period and