SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
ฟื้น คืนโลกสีคราม” Planet Ocean: Tides are Changing โดยได้รับเกียรติจากนายวราวุธ ศิลปอาชา รัฐมนตรีว่าการกระทรวงทรัพยากรธรรมชาติและสิ่งแวดล้อม เป็นประธานในงาน เมื่อวันที่ 8 มิถุนายน 2566 ณ ลานหินขาว
with the changing capital market landscape, SEC views it is appropriate to revise the fee for undertaking business of derivatives exchange. The consultation paper is available at https://www.sec.or.th
The fast changing situation and high uncertainty due to external factors, especially the Covid-19 pandemic and digital disruption, affect several sectors, which in turn influences developmental
Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the
principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
their opinion on financial reporting as required by relevant professional standards to ensure that financial reporting represents its true and fair economic substance, operational performance and is
and improvement of staff?s knowledge and skills in line with the changing environment will be a key approach to enhance operational efficiency and promote the SEC role as a learning organization. ?The
business operations and mitigate undesirable impacts especially the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational