B.E. 2535: “SECTION 154/1 The Securities Exchange shall promote and maintain the integrity, fairness, accountability and orderliness in the trading of securities listed on the Securities Exchange
integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
าใหก้ารด าเนินงานของ ก.ล.ต. รวมถึงกองทุน CMDF มีความโปร่งใส มี accountability เพิ่มข้ึน และก่อใหเ้กิดความเช่ือมัน่แก่ ผูท่ี้อยูภ่ายใตก้ารก ากบัดูแลและผูท่ี้เก่ียวขอ้ง 7.2 ผลกระทบเชิงลบ/ผู้ได้รับผลกระทบเชิง
ผูแ้ต่งตั้งผูจ้ดัการกองทุน CMDF ภาคเอกชนและผูล้งทุนเห็นดว้ยกบัการก าหนด ดงักล่าว - 7. Accountability: (1) ใหก้องทุน CMDF จดัท างบการเงินส่งผูส้อบบญัชี เป็นประจ าทุกปี โดยใหค้ณะกรรมการตลาดหลกัทรัพย ์ เป็น
quasi-incompetent person; (3) having disreputable background or managing any business in a manner indicating a lack of professional accountability or due care as specified in the notification of the
quasi-incompetent person; (3)( having disreputable background or managing any business in a manner indicating a lack of professional accountability or due care as specified in the notification of the