Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three public hearings from the third quarter of 2017 to the second quarter of 2018 and has included...
, Thai Financial Planners Association Regional collaboration and international organizations, such as ASEAN Capital Markets Forum (ACMF), Asian Development Bank (ADB), International Organization of
] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
management information for securities companies to adjust their clients’ credit lines. ● Drew up, in coordination with the Association of Securities Companies (ASCO) and the Securities Analysts Association
), DR, or covered warrants. Investor Education Program The SEC, in collaboration with the Capital Market Development Fund Foundation, the SET and the Association of Investment Management Companies, set up
material progress last year. In addition to our second-term chairmanship of the Asia-Pacific Regional Committee (APRC) of the International Organization of Securities Commissions (IOSCO), the Thai capital
(1992) in support of material advancements in the corporate governance efforts. On the international front, the SEC continued its role at the International Organization of Securities Commissions (IOSCO
: Relevance Date (Newest) Date (Oldest) SEC and Thai Digital Asset Association in collaborative discussion to strategize digital asset advancement and oversight The Securities and Exchange Commission (SEC), led
: Relevance Date (Newest) Date (Oldest) SEC and Thai Digital Asset Association in collaborative discussion to strategize digital asset advancement and oversight The Securities and Exchange Commission (SEC), led