SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to increase  flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three public hearings from the third quarter of 2017 to the second quarter of 2018 and has included...

Supervising Those who are in Contact with Investors ■ Promotion of Good Corporate Governance ■ Development of Legal Framework to Afford Better Protection for Clients’ Assets and Provide Mechanism for Investors

received from numerous participants to the Regional Corporate Governance Roundtables in Latin America, Asia and the Middle East and North Africa. An expert consultation and an open on-line public

organizations, or recipients abroad, the SEC Office shall ensure that the destination agencies have sufficient security standards for personal data protection. 4. Retention and Retention Period of Personal Data

หลักการ กำกับดูแลกิจการที่ดี สำหรับบริษัทจดทะเบียน ป 2555 Good Corporate Governance The Principles of for Listed Companies 2012 หลักการกำากับดูแลกิจการที่ดี สำาหรับบริษัทจดทะเบียน ปี 2555 บทนำ บทนำ การกำากับดูแลกิจการที่ดีมีความสำาคัญต่อบริษัทจดทะเบียน เพราะแสดงให้เห็นถึงการมีระบบบริหารจัดการท่ีมีประสิทธิภาพ โปร่งใส ตรวจสอบได้ ซ่ึงช่วยสร้างความเช่ือม่ันและความม่ันใจต่อผู้ถือหุ้น นักลงทุน ผู้มีส่วนได้เสีย ผู้ท่ีเก่ียวข้องทุกฝ่าย และนำาไปสู่ความม่ันคงเจริญก้าวหน้า จึงกล่าวได้ว่าการกำากับดูแลกิจกา...

highlight investor protection measures through our proposal of the draft Amendments to the SEA, which were approved by the National Legislative Assembly in December. We also put forward other legislations

amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus

amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus

amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus

enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect