Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

Surapon Foods Public Company Limited Surapon Foods Public Company Limited ("SSF"), a securities issuer, had duties to prepare and submit an annual report for the year 2018 (Form 56-2) to

accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the

Mr. Sorapon Vongvadhanaroj Mr. Sorapon Vongvadhanaroj, a Chief Executive Officer for the operation of Surapon Foods Public Company Limited ("SSF"), shall be liable for SSF?s failure to

Miss Laksana Supsakorn Between 11 February 2021 and 27 September 2021, Miss Laksana Supsakorn, a Chairman of The Tipco Foods Public Company Limited ("TIPCO") changed her holding of TIPCO

Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"

that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Sakchai Thanaboonchai certified the completion and accuracy of the

investors to open trading account for securities, derivatives and other kinds of financial instruments with Saxo by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg

Mr. Chris Lum Mr. Chris Lum colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account for

Mr. Victor Wongsonegoro Mr. Victor Wongsonegoro colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open