SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
or conglomerate/business group-related often family owned. In both, interlocking corporate forms can serve to entrench control. State-ownership is prevalent in Asian economies. A number of them have
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions
assets" OR "online real estate" OR "online assets"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200
proposed amendment to the regulation relating to approval of paperless filing for establishment and management of mutual funds. The revision is intended to facilitate the business sector, reduce carbon
7,474 results Sort by: Relevance Date (Newest) Date (Oldest) SEC announces the Digital Asset Business Law has become effective Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft
Sort by: Relevance Date (Newest) Date (Oldest) SEC announces the Digital Asset Business Law has become effective Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft regulations to be
Sort by: Relevance Date (Newest) Date (Oldest) SEC announces the Digital Asset Business Law has become effective Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft regulations to be