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Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE : Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations
Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE : Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations
of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of Outstanding Units Fundraising Market Professionals Financial Reporting
Placement (PP) – in case of a non-listed company The nature of offers is one of the following: The value of offer is ≤ 20 million baht. There are ≤ 50 investors. Being an institutional investor. No need to
of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of Outstanding Units Fundraising Market Professionals Financial Reporting
one audit firm and such audit firm shall have the characteristics asprescribed by the SEC, and not possessing any prohibited characteristics or prohibited behaviors as prescribed by the SEC. Audit
signing partner, an engagement partner, an audit supervisor, or a final reviewer for not less than 4 years. being attached to only one audit firm and such audit firm shall have the characteristics as
ASEANCollectiveInvestmentSchemes Retail ASEAN Collective Investment Schemes for General Public Outbound Name of CIS Name of CIS Operator Date of CIS Approval ONE STOXX ASEAN SELECT DIVIDEND INDEX FUND ONE Asset Management