Mr. Woraphant Chontong On 16 January 2018, Mr. Woraphant Chontong, a director, executive director and senior executive vice president of financial and administration division of Sino-Thai

Bitazza Company Limited Bitazza Company Limited (?Bitazza?), a digital asset broker, had duties to submit a financial statement for the year 2020 to SEC office and notify the financial statement on

Mr. Sittilarp Subsakon On September 10, 2020, Mr. Sittilarp Subsakon while being the director of Tipco Asphalt Public Company Limited (“TASCO”) sold his TASCO shares through other person’s securities

FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD. FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD. ("FINANCIAL LINK ") had duties to prepare and submit On-Going Capital

Bitazza Company Limited Bitazza Company Limited (“Bitazza”), a digital asset broker, had duties to submit a financial statement for the year 2020 to SEC office and notify the financial statement on

the SEC Office and the SET on March 27, 2015 and March 30, 2015 respectively. The annual registration statement incompletely disclosed the information on Management Discussion and Analysis: MD&A and

Thaicredit Retail Bank Public Company Limited Thaicredit Retail Bank Public Company Limited (“TCR”) failed to prepare and submit the report on the results of the Exercise of warrant to the SEC

submitted the inaccurate report on maintenance of capital for the period of July to December of 2021 and for the period of January to June of 2022 through the SEC Office. Later, the rectified report on

Mr. Mitsuji konoshita On March 14, 2017, Mr. Mitsuji Konoshita, Chairman of the Board of Directors and Chief Executive Office of Group Lease Public Company Limited (“GL”) and its affiliates, informed

office within the period specified in the notification which is within on May 15, 2019. but TSF submitted the financial statement for Q1/2019 to the SEC office on April 17, 2020 and the auditor is limited