Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law Company Limited Director of Regulation Development Department, the Office of the Securities and Exchange Commission
, particularly those influencing stakeholders' trust and confidence towards the Thai capital market. As well, the SEC is dedicated to striking a balance between market regulation and development to ensure that
Observance of the IOSCO Objectives and Principles of Securities Regulation (2008) 2019 Full assessment reports: Thailand - Financial System Stability Assessment Thailand - Financial Sector Assessment
securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of https://www.sec.or.th/EN
การเงินของประเทศ จึงได้เข้าร่วมโครงการ FSAP เพื่อประเมินประสิทธิผลของภาคตลาดทุน เทียบกับมาตรฐานสากลของ IOSCO Objectives and Principles for Securities Regulation (“IOSCO Principles") จำนวน 37 ข้อ 3
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
responsibilities of the chairman and the CEO. The Stock Exchange of Thailand (“SET") has also announced the SET Regulation Re: Listing of Ordinary Shares or Preferred Shares as Listed Securities (No.6) B.E. 2020