finance company] shall be in effect upon the transfer of such membership. Clause 7 When the newly established limited or public limited company has obtained the securities business license and has accepted
institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company
include financial institution established by any other law which has obtained securities business license after having the status of financial institution; (3) commercial bank; (4) life insurance company
. Chapter 1 Qualification of Applicant _________________ Clause 3 An applicant applying for the license of precious metal derivatives brokerage shall be newly established limited company or public limited
” means gold, silver or platinum. Chapter 1 Qualification of Applicant _________________ Clause 3 An applicant applying for the license of precious metal derivatives brokerage shall be newly established
) securities companies other than the securities company under (1) and (2) but not including financial institutions established by any other law which have obtained securities business license after acquiring a
such company; (5) securities companies other than the securities company under (1) and (2) but not including financial institutions established by any other law which have obtained securities business
be repealed. Clause 2 In this Notification: “securities company” means any company licensed to undertake securities business, excluding any financial institution established by other laws, which
life insurance; (c) any other financial institution as prescribed by the SEC Office; (3) “professional code of ethics” means: (a) professional code of ethics established by the Federation of Accounting