establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
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company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
> SEC Board > Mr. Vuttikrai Leewiraphan Our Structure SHARE : Detail Content SEC Board Mr. Vuttikrai Leewiraphan Permanent-Secretary, Ministry of Commerce
) SEC_Vuttikrai Commerce Experiences Director General of Department of Intellectual Property , Ministry of Commerce Director General, Department of Business Development, Ministry of Commerce Inspector General
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Board Mrs. Sorada Lertharpchit Representative of Permanent Secretary of Ministry of Commerce Education M.B.A., Srinakharinwirot University B.B.A. (Accounting), Ramkhamhaeng
systems that may cause damage to investment, fund management inconsistent with prospectus, and incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants