market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
market to become the GMS Connector as follows: (1) Supporting fundraising of foreign companies, especially GMS countries to list their shares on the Stock Exchange of Thailand by enacting primary listing
Thai capital market to become the GMS Connector as follows: (1) Supporting fundraising of foreign companies, especially GMS countries to list their shares on the Stock Exchange of Thailand by enacting
opening ceremony and gave a keynote address on the topic, “The Roles of the Capital Market and the National Economic Development 2021.” He also presented the ASEAN Corporate Governance Scorecard Awards to
2015 and 2016 were restated because fictitious revenue had been recorded. The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that
personnel while some of the existing capital market personnel will be required to obtain the SEC approval with a view to enhancing supervisory efficiency.The consultation paper is available on www.sec.or.th
Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's
governance (ESG) aspects in their business operations, more so as we are the first capital market in ASEAN to join the UN Sustainable Stock Exchange (UN SSE). ?This year OECD adjusted the CG principles by
facilitating the exchange of information for the purpose of law enforcement, elevating capability and quality of capital market personnel, and enhancing bilateral cooperation to promote business growth and
SEC revealed that the Digital Infrastructure for Capital Market Committee, with SEC Secretary-General Ruenvadee Suwanmongkol as chair of the committee, had held the first meeting on 6 November